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​Renaissance Regulatory Services, Inc.

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Renaissance Regulatory Services, Inc.

 
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Other >> Compliance Consultants

Renaissance Regulatory Services, Inc.

Renaissance Regulatory Services, Inc.
625 SE 10th Street
Deerfield Beach, FL 33441 | View on Google Maps
Louis DempseyLouis Dempsey
(561) 368-2245

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RRS is founded on the premise that the financial services industry is constantly changing. New products and services, changing regulations and globalization create unique issues in compliance and operations for firms of all sizes and business models. In order to Manage Through Change, firms must have the ability to quickly recognize and respond to the compliance and operational challenges that arise. RRS supports firms in this mission by providing comprehensive compliance and operational consulting and support services in a customized format. Our services are individually tailored for broker-dealers, investment advisers, hedge funds, registered business development companies, and investment companies. Specializing in SEC and FINRA compliance examinations, written supervisory procedures, internal controls, financial reporting, and registration services, RRS’ staff has the experience and insight to meet all your regulatory and compliance needs. Services are customized to your organization’s operations and can be performed on site or remotely. RRS’ consultants and partners consist of former regulators and compliance professionals who possess extensive compliance and operational experience with SEC, FINRA, and state rules and regulations necessary to address virtually any issue. Let RRS help you Manage Through Change.

Products and Services
Investment adviser and broker-dealer compliance consulting.
Member Since: 2024
 

 
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  • Our Team
  • 2024-27 Strategic Plan
  • Boards & Committees
  • History
  • Contact
  • 2025 DC Trip
  • Government Relations
  • Advocacy & Issues >
    • Credit Unions
    • Interest on Trust Accounts (IOTAs)
    • Trust & Wealth
  • 2025 Capitol Day + Capitol Night
  • Member Login
  • Member Lookup
  • Join >
    • Bank
    • Trust Membership
    • FBHC Pool
    • Associate
    • Endorsed Partnership
  • Job Board
  • Endorsed Products Services
  • Our Products
  • Health Benefits Pool
  • HR Resources
  • Rental Car Discounts
  • Helpful Links
  • Disaster Preparedness & Recovery Resources
  • Financial Literacy Month
  • Banking News
  • Magazine
  • Advertising
  • Newsletter
  • Calendar
  • 2025 Planning Guide
  • BankGrow Expo
  • Annual Meeting >
    • Silent Auction
    • Golf Outing
  • 2025 DC Trip
  • 2025 FBEF Welcome Reception
  • 2025 Capitol Day + Capitol Night
  • CFO Forum
  • Women in Leadership Conference
  • Trust Wealth Management Conference
  • Speaker Bank
  • Cancellation Policy
  • Events by Date
  • Events by Topic
  • Schools >
    • School of Banking
    • Trust & Wealth Management School
    • Online Student Portal
  • Webinars
  • Educational Foundation (FBEF)
  • FSU Juris Master Program
  • Cancellation Policy